In January 2012, the MAS is introducing new criteria for providers of leveraged FX, CFDs and other specified investment products to assess the suitability of their products for their clients. Clients not meeting the criteria will be unable to trade these products.
The new requirement
The regulator's new Customer Knowledge Assessment requires our clients to be able to answer 'Yes' to any of the following questions, once a year starting from 2012:
- Between 1 January 2009 and 31 December 2011, have you transacted CFDs, forex or any other OTC derivatives at least six times?
- Do you have a diploma or higher qualification in any of the following fields?:
- Accountancy
- Actuarial Science
- Capital Markets
- Commerce
- Computational Finance
- Economics
- Finance
- Financial Engineering
- Business / Business Administration / Business Management / Business Studies
- Financial Planning
- Insurance
- Have you passed the Chartered Financial Analyst Examination conducted by the CFA Institute or the Association of the Chartered Certified Accountants (ACCA) qualification?
- In the past ten years, have you worked in any of the following areas for a period of three consecutive years?
- Accountancy
- Actuarial Science
- Treasury
- Financial Risk Management
- Developing, structuring, management, training, sale, trading or research and analysis of investment products
- Provision of legal services / expertise in relation to any of the above working areas
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When the new requirement takes effect, clients who meet any of the above criteria will be able to continue trading as usual. Unfortunately, clients who don't meet any of these criteria will be unable to trade certain investment products in Singapore.
Please complete the form above to register if you meet any of these requirements.
